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Next: 3. Problems in Classical
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Subsections
2.6 Objections to Dispositional Bases
There has been considerable debate among philosophers about the ultimate
status of powers and dispositions in scientific explanations.
The categorical irreducibility of dispositions was seen clearly by
Aristotle
and
Leibniz, as discussed by
Leclerc [1972], and has been explained at
some length recently by
Ushenko [1946],
Weissmann [1965],
Mellor [1974],
Harré [1970],
Harré & Madden [1975],
Emmet [1984] and
Franklin [1986], among others
(see Tuomela [1978]). (According to
Shoemaker [1979], the continued
identity of objects also depends on their causal properties.) Opposing
philosophical views, however, have been advocated by
Locke and
Hume, and
more recently by
Armstrong ([1968, 1969]),
Mackie [1973] and
E. Prior [1985].
The scientific case about their reality (or not) has been obscured by a
lack of any realist interpretations of physical theories, and
by an emphasis instead on the mathematical structures and making
predictions. Classical and quantum physics will be discussed in more
detail in chapters
3
and
4,
so is this chapter we will consider more general philosophical objections
to the argument that dispositions can never be removed entirely.
There are four kinds of arguments which have been used against the
ultimate reality of dispositions.
(1) Apparent success of structural explanations
It appears, as Mackie [1973, p. 134] puts it, that `for many physical
dispositions anyway, molecular structure and behaviour would seem to be
the categorical basis we need'. It thus appears that dispositions can be
explained by bases which are not themselves dispositions, but are instead
structural properties which describe `what is categorically the
case' about the substances concerned. It should be then `quite
unnecessary to postulate distinctively dispositional properties. Why
should we insert this extra element between the non-dispositional basis
and the causal behaviour?' [1973, p. 137].
The reply to this objection has already been outlined: it is in fact
not possible to explain dispositions in terms of static
structures and actual behaviour. We do need something additional to
describe what would happen to the constituents if certain conditions
were realised, even if they never in fact occur. It is an illusion that
scientific explanations give explanations of dispositions in terms of
features which are not themselves dispositional in some definite sense.
Mackie [1973] might say that `it is generally believed that what makes the
difference between a fragile glass and one that has been toughened by heat
treatment is a change in the molecular structure', but a mere
rearrangement of a molecular structure will not make any difference unless
the inter-molecular forces are thereby conditioned to act differently.
(2) The basis of any observed property must be an actual occurrent feature
Armstrong [1969] argues that `for every true contingent proposition there
must be something in the world (in the largest sense of something) that
makes the proposition true'. So if the conditional statement of a
disposition is true at time t, there must be something in the world at
t that makes it true, and this must be something actual which occurs
concurrently with the disposition, even though the bases may be introduced
in a dispositional style, and may be known only as the bases of those
dispositions. He puts it in Armstrong [1968] that `to speak of an object's
having a dispositional property entails that the object is in some
non-dispositional state or that it has some property (there exists a
``categorical basis'') which is responsible for the object manifesting
certain behaviour in certain circumstances', even though `we may know
nothing of the nature of the non-dispositional state'.
The difficulty with his first argument is that it is not at all clear what
`actual' and `categorical' must mean in this context. As we shall find out
in chapter
6,
'actual' has meanings ranging from `existing purely actually, excluding
all possibilities' through `existing presently' to (in mathematics) `being
definite'. It may well be that the sense of `actuality' required for
dispositions is the second sense, and the case for this choice will be
argued in more detail in chapter
7.
We can agree with Armstrong that `it seems that it is impossible that the
world should contain anything over and above what is actual. For there is
no mean between existence and non-existence'2.6. We do not have to accept, however, that there cannot be actual (i.e.
`presently existing') things with something irreducibly dispositional
about them.
I will be arguing later for the notion of a `partially
determinate' particular thing that, while definitely (i.e. actually)
existing, has aspects both of actuality and potentiality.
Armstrong's second argument (about `responsibility') will be dealt with
below, along with the arguments of Prior [1985]. I should also point out
that in a later paper2.7, he realises that his
arguments for the existence of bases of dispositions do not touch on the
`deep question' of whether these bases themselves are still fundamentally
dispositional or not.
(3) No logical connections between separate existences (Hume)
Mackie [1973] and Prior [1985] place great weight on Hume's `central and
overwhelmingly plausible conclusion' that there can be no purely
logical connections between distinct existences.
If we take what Mackie calls the `rationalist' position on dispositions as
the real occurrent states of objects, then we appear to violate Hume's
dictum. Suppose, for example, that someone took `dormitive virtue' or
`dormative disposition' as a real property of opium. Mackie
then relates how this explanation `would not be too empty, but
too good. It does not merely restate what is to explained, it
is not merely the promise of a detailed explanation that has still to be
discovered; it is an all-too-perfect explanation which usurps the place of
any merely contingent one. What would be the point of showing that opium
contains morphine which (despite its name) is only contingently related to
sleep, if we knew already that opium contained an intrinsic power whose
presence entailed the production of sleep?'.
Mackie's view has recently been supported by Prior [1985], who also claims that a
disposition must ultimately be reducible to a non-dispositional
basis. She claims for example that, since the laws of physics
are contingent, we can imagine possible worlds where, say, a body with
inertial mass would not experience finite acceleration under any applied
force (i.e. it would not satisfy the usual subjunctive for inertial mass).
This would appear to indicate that inertial mass could not be identified
with the dispositional property of being such that the subjunctive is
always true, but must instead have (or be) a non-dispositional basis. In
this latter account, inertial mass is whichever property is responsible
(in just this world, or in all worlds) for being such that the
subjunctive conditional holds.
The difficulty with this argument is that I cannot see how, in
any possible world, a purely non-dispositional basis can ever
be responsible for a dispositional property, in the sense of
implying the disposition. The (very weak) sense of
`responsibility' she has invoked is practically `by
stipulation', this being apparently the nature of physical contingency.
That is, physical law `just says' that a certain static property
called inertial mass is (somehow) `responsible' for a certain
subjunctive condition. This however appears to make physical law
essentially arbitrary, and makes realistic interpretations difficult. I
believe that a more satisfactory account of physical contingency is given
by Maxwell's [1968, 1985] `conjectural essentialism' (see also
Harré & Madden [1975]). In this account, dispositional properties such
as inertial mass necessarily have their associated conditional property,
but it is a completely contingent and empirical question whether any given
body (or any body at all) has that kind of inertial mass. Similarly, while
the sleep-inducing dispositions necessarily induce sleep, it is a
completely contingent and open empirical question whether the lump of
powder being examined in fact has that disposition. There may be a
necessitation (whether logical or natural) between the disposition and its
associated conditional, but that does not mean that there is
any logical (or natural) necessity between the separate existences of this
lump of powder and that later period of sleep.
Maxwell's account (by having bases that are intrinsically dispositional
themselves) gives fundamental bases a much stronger sense of
`responsibility' for observed dispositions. It is precisely because
there are such weak connections between purely static and dispositional
properties that the purely non-dispositional bases of Armstrong, Mackie or
Prior are unsatisfactory, as dispositions cannot be properly explained by
static properties. Inertial mass, for example, must be either implied by
or identical with a subset of the basic and fundamental
dispositional properties.
Mackie's claim that a description in terms of real powers `usurps any
merely contingent explanation' pinpoints a perennial tension in
theoretical physics. Apart from the issue of contingency, which we have
dealt with above, Mackie's problem is related to the continual
question whether the alleged
`smallest atoms' discovered in nature are really the ultimate
constituents, or whether they have some `merely contingent explanation' in
terms of yet-smaller components. This is a real problem, and will not go
away merely by stipulating that explanations in terms of parts
are always to be found. Perhaps we have found the
ultimate constituents in nature. Imagine the dismay that would greet today
the claim that the
quarks and leptons of modern particle physics, which
are presently thought to be fundamental, were really composites of some
kind! Such decompositions2.8
are of course not impossible, but the evidence for them must be judged on
its merits, not according to preconceived rules.
(4) Dispositions are essentially relational (Locke)
Locke saw very clearly how important the ideas of active and passive
powers were for our understanding of nature: `powers', he said
in Locke [1706], 'make a great part of our complex ideas of substances'.
However, while attributing `primary qualities' as real properties of
bodies, he continued to regard powers as `mere powers', and not really in
substances. Though powers `result from the different modifications of the
primary qualities', they are not real in the same way. This is because he
saw powers and other dispositional properties as essentially
relational, because `power includes in it some kind or relation
to action or change'. Because relations are `not contained in the real
existence of things', neither can powers be so contained. He summarises
his position as follows:
That most of the simple ideas that make up our complex ideas of
substances, when truly considered, are only powers, however we are apt to
take them for positive qualities: v.g. the greatest part of the ideas that
make our complex idea of gold are yellowness, great weight,
ductility, fusibility, and solubility in aqua regia, etc., all
united together in an unknown substratum; all which ideas are nothing else
but so many relations to other substances, and are not really in the gold,
considered barely in itself, though they depend on those real and primary
qualities of its internal constitution, whereby it has a fitness
differently to operate and be operated on by several other substances.
This is the most serious objection of the four, because although Locke
would also want to uphold the first two as well, this objection attacks
the coherence of the idea I wish to maintain, that dispositions
can be intrinsic properties. In order to answer this objection, we require
a significant reformulation of what is meant by `power' or `disposition'.
We must avoid seeing a power (etc.) as merely a relation between an object
and a later event, or between two objects. Rather, as I will show in
chapter
7,
we must construct a coherent non-relational theory of
potentialities. This can be done by first not having the ascription of
powers and dispositions refer to the actual outcome or
manifestation: this is the real reason for the phrase `C depending on
P and the character of A', rather than on the event A
itself. Similarly, power conditionals need not refer directly to other
particular objects, as Locke thinks they do, if we refer merely to the
kind of circumstances for manifestation, not to the
actual circumstances. Finally, as will be seen in more detail
in chapter
7,
we take powers to be the (present) `source' or `means of producing' the
outcome event, and not merely constituted by relations to such
events.
These reformulations result in a dispositional category of
existence, one that is not reducible to relations or any other categories,
and one that can be `contained in the real existence of
things'.
I argue, in conclusion, that dispositional properties can only be
explained or reduced to combinations of other dispositions and structures,
not to entirely static or structural properties.
That is, dispositions have a `categorical irreducibility', as it is
impossible to explain them away in terms of other categories such as
space, time, form, process, material, property etc. For suppose that the
exact shape and size of an object were known, the shapes and sizes of all
its constituents, along with a list of these facts at every time. We would
still know nothing about how or why the object would
change with time or on interactions. Still less could we predict how it
would respond to a new experimental test. In fact, if it and its parts had
no dispositional properties, as Hume would argue, then we would have his
conclusion that any actions or changes (apart perhaps from uniform motion)
would be entirely inexplicable: there would be nothing about the object
that could lead to these changes rather than to any others. I am not
claiming
(as does Popper [1957]) that `all physical (and psychological)
properties are dispositional', only that there is some irreducibly
dispositional component to the reality of nature. ``What there is must be
intrinsically related to all the things it would do'' (contra
Mackie), otherwise science becomes schizophrenic, with an unbridgeable
chasm between its high lands of description and prediction.
Next: 3. Problems in Classical
Up: 2. Dispositions
Previous: 2.5 Are Bases ultimately
Prof Ian Thompson
2003-02-25
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